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Commodity pool operator
Results: 145

#	Item
111	Microsoft Word - Release[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-05 17:41:12 Financial system Commodity Futures Trading Commission National Futures Association Futures contract Commodity trading advisor Securities Exchange Act U.S. Securities and Exchange Commission Commodity Pool Operator Commodities market Financial economics Finance
112	Microsoft Word - Daniel Roth Testimony _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-03 10:35:53 Financial system Commodity Futures Trading Commission Commodity Futures Modernization Act National Futures Association Futures contract Commodity Pool Operator Foreign exchange market Commodity pool Commodity trading advisor Commodities market Financial economics Finance
113	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Adopting Interpretive Notice to Bylaw 1101 and Compliance Rules 2-9 and[removed]Rel. No[removed], File No. SR-NFA[removed]) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-13 12:21:47 Finance Financial system National Futures Association Commodity Futures Trading Commission Commodity Exchange Act Commodity trading advisor Futures contract Commodity Pool Operator Commodities market Financial economics Financial markets
114	PUBLIC LAW 94-16—APR. 16, [removed]STAT. 77 Public Law[removed]94th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 13:36:05 Finance Financial markets Commodity Exchange Act United States securities law Commodity Futures Trading Commission Futures contract Commodity pool Commodity market Commodity Pool Operator Commodities market Financial economics Financial system
115	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 15, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change to List and Trade Sh Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-15 19:01:51 Commodities market Futures contract Commodity market Commodity Futures Trading Commission Contango Futures exchange Commodity pool IntercontinentalExchange Commodity Pool Operator Financial economics Investment Finance
116	Notice of Filing and Immediate Effectiveness of Proposed Amendments, as Modified by Amendment No. 1 thereto, to the Interpretive Notice Regarding NFA Compliance Rule 2-9: Enhanced Supervisory Requirements Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-28 16:44:57 Financial system Commodity Pool Operator National Futures Association Commodity Futures Trading Commission Commodity pool Commodity Exchange Act Commodity trading advisor Foreign exchange market Futures contract Commodities market Financial economics Finance
117	Study Outlines for the Futures Industry Examinations Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2013-02-13 10:26:20 Commodities market Futures contract Commodity Pool Operator
118	Comments on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-29 13:39:03 Finance Commodity Futures Trading Commission Commodity pool Commodity Pool Operator Futures contract Commodity Exchange Act Commodity trading advisor Commodity broker Investment Advisers Act Commodities market Financial economics Business
119	Microsoft Word - MMOLIBRARY1-#69617-v1-HedgeOp_Harmonization_Letter_to_CFTC.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-15 14:10:59 Commodities market Financial services Commodity Futures Trading Commission Hedge fund U.S. Securities and Exchange Commission Fund of funds Commodity pool Futures contract Commodity Pool Operator Financial economics Investment Finance
120	Study Outlines for the Futures Industry Examinations Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2013-02-13 10:26:15 Financial system Commodity Pool Operator Commodity Futures Trading Commission Commodity Exchange Act Commodity broker Futures contract Commodity pool Commodity trading advisor Commodities market Financial economics Finance

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